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The ATRT3 team utilized a number of fact-finding methods in order to gain a picture of the current state of ICANN's accountability and transparency initiatives:
 
The ATRT3 team utilized a number of fact-finding methods in order to gain a picture of the current state of ICANN's accountability and transparency initiatives:
 
* Review and assessment of ATRT2 implementation;
 
* Review and assessment of ATRT2 implementation;
* Within each topic area, the work parties devised questions for a survey that was issued to the ICANN community, with specific invitations to ICANN structures ([[Advisory Committee|ACs]], [[Supporting Organizations|SOs]], [[GNSO Houses|GNSO constituencies]], and [[Regional At-Large Organization|RALOs) to participate;
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* Within each topic area, the work parties devised questions for a survey that was issued to the ICANN community, and a survey specifically aimed at ICANN structure ([[Advisory Committee|ACs]], [[Supporting Organizations|SOs]], [[GNSO Houses|GNSO constituencies]], and [[Regional At-Large Organization|RALOs) participation;
* Conducted interviews, public meetings, and workshops at [[ICANN 65]] and [[ICANN 66]];
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* Conducted interviews at [[ICANN 65]] and [[ICANN 66]], as well as public sessions at ICANN 66;
 
* Received briefings from various groups, including ICANN org's Public Participation team and the [[Second NomCom Organizational Review|NomCom2]] implementation working group;
 
* Received briefings from various groups, including ICANN org's Public Participation team and the [[Second NomCom Organizational Review|NomCom2]] implementation working group;
 
* Reviewed the [[ICANN Accountability Indicators]] in detail;
 
* Reviewed the [[ICANN Accountability Indicators]] in detail;
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* Requested and received numerous clarifications and details from ICANN org and staff<ref name="draftrep">[https://www.icann.org/en/system/files/files/draft-report-atrt3-16dec19-en.pdf ATRT3 - Draft Report for Public Comment], December 16, 2019.</ref>
 
* Requested and received numerous clarifications and details from ICANN org and staff<ref name="draftrep">[https://www.icann.org/en/system/files/files/draft-report-atrt3-16dec19-en.pdf ATRT3 - Draft Report for Public Comment], December 16, 2019.</ref>
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The sessions at ICANN Meetings generated many comments from The survey received 88 individual responses (with 50 of those responsed completing the majority of the survey) and responses from 14 of the 17 specifically invited ICANN groups.<ref name="draftrep" />  
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The survey received 88 individual responses (with 50 of those responsed completing the majority of the survey) and responses from 14 of the 17 specifically invited ICANN groups.<ref name="draftrep" />  
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====ICANN 66 Sessions====
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ATRT3's sessions at [[ICANN 66]] took place in parallel with wider community investigation of improvements for Article 4 reviews. ICANN staff facilitated a conversation around enhancing the effectiveness of review recommendations and their implementation,<ref>[https://66.schedule.icann.org/meetings/3K7yWpL4XcKHYPFHn ICANN 66 Archive - Enhancing the Effectiveness of Reviews], November 4, 2019</ref> where [[Cheryl Langdon-Orr]] and [[Pat Kane]] from the ATRT3 review team presented early impressions of the team in relation to review process.<ref>[https://cdn.filestackcontent.com/content=t:attachment,f:%22I66YUL_Mon04Nov2019-Enhancing%20the%20Effect%20of%20Rev%20Rec%20and%20Their%20Impl-en.pdf ICANN 66 Archive - Transcript: Enhancing Effectiveness of Reviews], November 4, 2019</ref> At its meeting with the Board Caucus, the review team presented its findings, suggestions, and recommendations to date.<ref name="caucusvid">[https://livestream.com/icannmeeting/events/8844422 ICANN 66 Archive - Video Recording, ATRT3 Meeting with Board Caucus], November 6, 2019<?ref> At the time, the team was considering three options for the reform of Article 4 reviews:
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* Constitute a single permanent entity in ICANN to coordinate reviews as they currently stand and independently assess implementation of recommendations;
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* Replace all Specific Reviews with one review and all Organizational Reviews with one review; or
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* Replace all Specific Reviews and all Organizational Reviews with one review.<ref name="caucusvid" />
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===Draft Report===
 
===Draft Report===
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Although not included in the executive summary as "key findings," the draft report noted a strong consensus among the structures responding to the survey that GAC interaction, transparency, and collaboration had improved significantly. Individuals had a less favorable view, but the draft report concluded that there might be closer attention to recent improvements in the GAC's communication strategies among leaders of SOs, ACs, constituency groups and RALOs.<ref name="draftrep" />
 
Although not included in the executive summary as "key findings," the draft report noted a strong consensus among the structures responding to the survey that GAC interaction, transparency, and collaboration had improved significantly. Individuals had a less favorable view, but the draft report concluded that there might be closer attention to recent improvements in the GAC's communication strategies among leaders of SOs, ACs, constituency groups and RALOs.<ref name="draftrep" />
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===Recommendations and Suggestions===
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====Recommendations and Suggestions====
 
The ATRT3 team made a distinction between recommendations and suggestions:  
 
The ATRT3 team made a distinction between recommendations and suggestions:  
 
<blockquote>The ATRT3 is focused on ensuring that its recommendations meet the requirements as set out in the Operating Standards for Specific Reviews<ref name="osspec">[https://www.icann.org/en/system/files/files/operating-standards-specific-reviews-23jun19-en.pdf Operating Standards for Specific Reviews], June 23, 2019</ref> while suggestions may not necessarily meet this standard.5 The ATRT3 does not consider suggestions to be less important than recommendations. The determination if an item is a suggestion or a recommendation will be finalized in ATRT3’s final report.<ref name="draftrep" /></blockquote>
 
<blockquote>The ATRT3 is focused on ensuring that its recommendations meet the requirements as set out in the Operating Standards for Specific Reviews<ref name="osspec">[https://www.icann.org/en/system/files/files/operating-standards-specific-reviews-23jun19-en.pdf Operating Standards for Specific Reviews], June 23, 2019</ref> while suggestions may not necessarily meet this standard.5 The ATRT3 does not consider suggestions to be less important than recommendations. The determination if an item is a suggestion or a recommendation will be finalized in ATRT3’s final report.<ref name="draftrep" /></blockquote>
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